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Services We Offer

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Key Service Offerings

We offer a comprehensive suite of Compliance solutions, including:

Outsourced Key Individual
Services

  • Serving as an external Key Individual for FSPs to meet FSCA compliance requirements.
  • Full regulatory oversight, ensuring adherence to FAIS, FICA, and risk management obligations.

Compliance & Risk Management Solutions

  • Regulatory compliance monitoring, audits, and advisory services.
  • RMCP (Risk Management and Compliance Program) development.

Client Onboarding & Application Vetting

  • End-to-end onboarding compliance for FSPs, Credit providers, and Fintech businesses.
  • Application vetting, KYC (Know Your Customer), and AML (Anti-Money Laundering) processes.

POPIA Compliance & Data Protection

  • Comprehensive audits and consulting services to help businesses across all industries align with the Protection of Personal Information Act (POPIA).
  • We also provide staff training and certification through accredited platforms, tailored to your specific business environment.

NCR Registration Consulting

  • Assisting businesses with National Credit Regulator (NCR) registration and compliance.
  • Step-by-step guidance and document preparation for successful licensing.
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Reseller of Altron Payment Solutions

  • Providing secure, compliant payment solutions tailored for businesses collecting monthly payments.
  • Expert consulting to Integrate Payment and Collections processes into business models.
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Key Individual (KI) Services

Key Individuals (KIs) are responsible for overseeing and managing the compliance and regulatory obligations of a Financial Services Provider (FSP). They ensure that the business adheres to the standards set by regulatory bodies such as the Financial Sector Conduct Authority (FSCA) in South Africa.

Regulatory Compliance Oversight:
  • Ensuring the business complies with all relevant laws and regulations, including the Financial Advisory and Intermediary Services (FAIS) Act.
  • Implementing and maintaining compliance frameworks and policies.

Risk Management:
  • Identifying, assessing, and mitigating risks associated with the business's operations.
  • Developing and implementing Risk Management and Compliance Programmes (RMCPs).

Corporate Governance:
  • Ensuring that the business follows good corporate governance practices.
  • Overseeing the ethical conduct of the business and its employees.

Training and Development:
  • Providing ongoing training to staff on compliance and regulatory matters.
  • Keeping up-to-date with changes in regulations and ensuring the business adapts accordingly.

Reporting and Auditing:
  • Preparing and submitting regulatory reports to authorities.
  • Conducting internal audits to ensure compliance with regulatory requirements.
Expertise and Experience:
  • Access to highly qualified and experienced professionals who specialize in regulatory compliance and risk management.
  • Ensuring that your business meets all regulatory requirements without the need for extensive in-house expertise.

Cost-Effective:
  • Reducing the costs associated with hiring and training a full-time Key Individual.
  • Paying only for the services you need, when you need them.

Flexibility:
  • Tailoring the services to meet the specific needs of your business.
  • Scaling the level of support up or down based on your business requirements.

Ongoing Support:
  • Continuous monitoring and updating of compliance frameworks to keep up with regulatory changes.
  • Providing regular reports and updates to keep your business informed and compliant.

Risk Mitigation:
  • Proactively identifying and addressing compliance issues before they become significant problems.
  • Ensuring that your business operates within the legal framework, thereby minimizing the risk of fines and penalties.
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